LEO WEALTH, LLC

RIASEC RegisteredEst. 2016
Total AUM
$3.2B
Discretionary
$2.8B
87% of AUM
Avg account
$617K
Accounts
5,195
Employees
43
Advisory reps
30

Firm details

Headquarters
HURST, Texas
CRD number
283891
Registered since
September 26, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI82.39%
  • Individuals17.61%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

LEO Wealth, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2016. The firm positions itself as a capital allocator and advisory provider to individuals and families, offering financial planning and portfolio management for individual clients, small businesses and institutional/business accounts. Services include selection of other advisers alongside discretionary and non-discretionary portfolio management. Fee arrangements are flexible and include percentage-of-AUM billing plus hourly, fixed-fee and other engagement models. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 10%, Private Funds 1%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents10%
  • Private Funds1%

Owners & executives

3 of 6
  • ERIC KATZ

    Chief Strategy OfficerCRD 4024339

  • MATTHEW ALLAIN

    Chief Executive OfficerCRD 3267821

  • JON RUSTIN

    Chief Financial OfficerCRD 6445364

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Contacts

3 of 24
  • Suryaveer Singh

    Investment AssociateCRD 8049269

  • Jeremy Knight

    Financial AdvisorCRD 6837195

  • Thye Soon Foo

    Investment DirectorCRD 7818103

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 253

Active vs passive

$993M in ETFs

Passive

73%

$725M

Active

17%

$268M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ESG US STOCK ETF (ESGV)VanguardPassiveLarge Blend$77.8M692,5307.83%

Location

Primary office

HURST, TX

TARRANT

Location

HURST, TX

Headquartered in HURST, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
860 Airport Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth