LEO Wealth, LLC

RIASEC Registered
Total AUM
$3.2B
Discretionary
$2.8B
87% of AUM
Avg account
$617K
Accounts
5,195
Employees
40
Advisory reps
16

Firm details

Headquarters
Edison, New Jersey
CRD number
283891
Registered since
September 26, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI82.39%
  • Individuals17.61%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

LEO Wealth, LLC is an independent registered investment adviser formed in 2016 and organized as a limited liability company. The firm positions itself as a multi‑service wealth manager for individuals and families, combining financial planning and discretionary portfolio management with the ability to select and allocate to third‑party managers. It advertises a varied fee menu — percentage of assets under management alongside hourly and fixed‑fee arrangements — which suggests flexibility for both ongoing advisory relationships and project work. On the advisory side, LEO Wealth provides comprehensive financial planning and portfolio management for individuals, small businesses, and institutional/business clients. The firm also acts as a capital allocator, directing client capital into external managers and pooled vehicles; regulatory disclosures indicate roles beyond advisor-only activity, including sponsor/GP or managing‑member involvement with pooled investment vehicles. LEO Wealth does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 10%, Private Funds 1%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents10%
  • Private Funds1%

Owners & executives

3 of 4
  • Jessica Papadopoulos

    Co-ceoCRD 4306515

  • Eric Katz

    Eric Katz

    Chief Strategy OfficerCRD 4024339

  • Stephen Tally

    Stephen Tally

    Chief Operating OfficerCRD 3223264

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Contacts

3 of 12
  • Peter Savva

    Peter Savva

    Managing DirectorCRD 5696522

  • Matthew Allain

    Matthew Allain

    Client AdvisorCRD 3267821

  • David Lim

    David Lim

    Financial AdvisorCRD 4592229

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 254

Active vs passive

$1B in ETFs

Passive

73%

$739M

Active

16%

$268M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ESG US STOCK ETF (ESGV)VanguardPassiveLarge Blend$77.8M692,5307.72%

Location

Primary office

Edison, NJ

Middlesex

Location

Edison, NJ

Headquartered in Edison, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Middlesex
Address
379 Thornall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth