Legion Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 147552
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI92.77%
- Individuals7.23%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Legion Capital Management, LLC is an independent, individual-owned registered investment adviser organized as an LLC that focuses on portfolio management for individuals and small businesses. Its client base is primarily individual and family investors, and it charges either a percentage of assets under management or fixed fees. The firm does not position itself as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant in the available filing summary.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents40%
- Other34%
- Exchange Traded Equities26%
Contacts
1 of 1Mark Barker
Financial AdvisorCRD 5556493
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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