LEGACY WEALTH PLANNING

RIASEC Registered
Total AUM
$23.5M
Discretionary
$23.5M
100% of AUM
Avg account
$141K
Accounts
166
Employees
1
Advisory reps
1

Firm details

Headquarters
BETHALTO, Illinois
CRD number
322883
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.65%
  • Individuals44.73%
  • Charitable Organizations0.63%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Wealth Planning operates as an independent registered investment advisor (RIA) structured as a limited liability company. The firm focuses primarily on providing financial planning services and portfolio management for individuals and small businesses. With a commitment to educational outreach, Legacy Wealth Planning also conducts seminars and workshops to engage their client base. The firm is an active investor in environmental, social, and governance (ESG) initiatives, reflecting a modern approach to investment that considers ethical implications alongside financial returns.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, US Government Bonds 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

1 of 1
  • Anthony Erzen

    Founder & Financial PlannerCRD 6287978

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BETHALTO, IL

MADISON

Location

BETHALTO, IL

Headquartered in BETHALTO, IL, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
MADISON
Address
120 Mill St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth