Legacy Cornerstone Wealth LLC

RIASEC RegisteredEst. 2021
Total AUM
$22.4M
Discretionary
$22.4M
100% of AUM
Avg account
$40.1K
Accounts
560
Employees
1
Advisory reps
1

Firm details

Headquarters
Peoria, Arizona
CRD number
281027
Registered since
March 26, 2021
Custodians
CHARLES SCHWAB & CO., INC., AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Legacy Cornerstone Wealth LLC is an independent registered investment adviser organized as an LLC and operating as a capital allocator to individual and family clients. The firm offers a mix of financial planning and portfolio management services for individuals and small businesses, provides pension consulting, and serves as a selector of other advisers — a role that aligns with its use of third-party managers. Fee arrangements are flexible and include AUM-based fees, hourly charges, fixed fees and other structures. Legacy Cornerstone reports it does not pursue active ESG investing and does not operate as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Derivatives 45%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%52%
  • Exchange Traded Equities52%
  • Derivatives45%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • Other1%

Contacts

1 of 1
  • Matthew Baker

    Matthew Baker

    Partner, Senior Wealth AdvisorCRD 6334092

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 60

Active vs passive

$80.7M in ETFs

Passive

82%

$66.5M

Active

18%

$14.2M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$11.4M20,94314.12%

Location

Primary office

Peoria, AZ

Maricopa

Location

Peoria, AZ

Headquartered in Peoria, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
10815 W Nosean Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth