Legacy Consulting Group
Firm details
- Headquarters
- Plano, Texas
- CRD number
- 108541
- Registered since
- April 20, 2000
- Website
- legacyconsultinggroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI92.06%
- Charitable Organizations3.2%
- Individuals2.36%
- Pension & Profit Sharing Plans1.34%
- Corporations / Businesses0.9%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Legacy Consulting Group is an independent registered investment adviser organized as an LLC and operating since 2000. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management tailored to individuals and small businesses. Its compensation mixes an asset-based fee and hourly charges. Legacy maintains an affiliation with a broker-dealer, does not identify as an active ESG investor, and is not designated as a multi-state adviser. The firm was recognized in FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities39%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Steven Wachs
Partner, Chief Investment OfficerCRD 1025803
Contacts
3 of 4
Roger Shake
Partner and Financial PlannerCRD 1302570
Matthew Quinn
Senior Investment AdvisorCRD 3077004
Jennifer Boling
Operations ManagerCRD 4907229
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$255M in ETFs
21%
$53.4M
72%
$202M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN BETABUILDERS EUROPE ETF (BBEU) | JP Morgan | Passive | Europe Stock | $31.3M | 402,641 | 12.27% |
Location
Plano, TX
Collin
Location
Plano, TX
Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Collin
- Address
- 5340 Legacy Dr
- Time zone
- CT (UTC-6)
- Office locations
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