LEGACY CONSULTING GROUP

RIASEC RegisteredEst. 2000

Total AUM

$379M

Discretionary

$366M

97% of AUM

Avg account

$734K

Accounts

516

Employees

4

Advisory reps

5

Firm details

Headquarters: Plano, Texas
CRD number: 108541
Registered since: April 20, 2000
Website: legacyconsultinggroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI92.06%
Charitable Organizations3.2%
Individuals2.36%
Pension & Profit Sharing Plans1.34%
Corporations / Businesses0.9%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Legacy Consulting Group is an independent, SEC‑registered registered investment adviser formed in 2000 and organized as an LLC. The firm serves both individual/family and institutional clients, concentrating on financial planning and portfolio management for individuals and small businesses. Its primary compensation methods are a percentage of assets under management and hourly fees. Legacy reports an affiliation with a broker‑dealer and was listed among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds60%
Exchange Traded Equities39%
Cash & Cash Equivalents1%

Owners & executives

1 of 1

STEVEN WACHS
Partner, Chief Investment OfficerCRD 1025803

Contacts

3 of 4

ROGER SHAKE
Partner and Financial PlannerCRD 1302570
MATTHEW QUINN
Senior Investment AdvisorCRD 3077004
JENNIFER BOLING
Operations ManagerCRD 4907229

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 22

Active vs passive

$232M in ETFs

Passive

19%

$44.8M

Active

67%

$187M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN BETABUILDERS EUROPE ETF (BBEU)	JP Morgan	Passive	Europe Stock	$31.2M	431,203	13.47%

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Primary office

Plano, TX

COLLIN

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: COLLIN
Address: 5340 Legacy Dr
Time zone: CT (UTC-6)
Office locations

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