Legacy Capital Group LLC
Firm details
- Headquarters
- ,
- CRD number
- 142705
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.49%
- Individuals7.51%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Legacy Capital Group LLC is a small, individually owned limited liability company that combines insurance brokerage with advisory services focused on individual and small-business clients. The firm charges fees as a percentage of assets under management and provides financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. It identifies itself as a capital allocator and does not market itself as an active ESG investor. The firm is not registered as a multistate adviser and does not list pension consulting or related-adviser services.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents70%
- Exchange Traded Equities20%
- Investment Grade Corp Bonds10%
Contacts
1 of 1
Richard Sokol
Managing MemberCRD 4829964
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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