LEGACY ADVISORS, LLC

RIASEC RegisteredEst. 2006
Total AUM
$5.2B
Discretionary
$5.1B
98% of AUM
Avg account
$2.3M
Accounts
2,297
Employees
50
Advisory reps
18

Firm details

Headquarters
PLYMOUTH MEETING, Pennsylvania
CRD number
139830
Registered since
April 11, 2006
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.25%
  • Corporations / Businesses3.16%
  • Charitable Organizations2.79%
  • Individuals1.8%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Legacy Advisors, LLC is an independent registered investment adviser that began SEC registration in 2006 and operates as a limited liability company. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of other advisers. Legacy uses a mix of fee arrangements — percentage of assets under management, hourly billing, and fixed fees — allowing flexibility across client relationships. The firm does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 5%, US Government Bonds 5%, State & Local Bonds 5%, Private Funds 5%, Cash & Cash Equivalents 5%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities5%
  • US Government Bonds5%
  • State & Local Bonds5%
  • Private Funds5%

Owners & executives

2 of 2
  • Kelly Hansen

    Client CoordinatorCRD 6966186

  • MATTHEW SGRO

    Director of Finance & Chief Compliance OfficerCRD 6046266

Contacts

3 of 16
  • Robert Wurster

    Portfolio AnalystCRD 7722693

  • THOMAS RILEY

    Wealth PlannerCRD 4044203

  • RYAN RABINOWITZ

    Client AdvisorCRD 5773422

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 96

Active vs passive

$539M in ETFs

Passive

68%

$368M

Active

26%

$171M

ETFProviderStyleCategoryValueShares% of portfolio
GMO US QUALITY ETF (QLTY)GMOActiveLarge Blend$128M3,529,73423.74%

Location

Primary office

PLYMOUTH MEETING, PA

MONTGOMERY

Location

PLYMOUTH MEETING, PA

Headquartered in PLYMOUTH MEETING, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
5 Apollo Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth