LEE FINANCIAL ASSOCIATES, INC.

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
2

Firm details

Headquarters
ELLICOTT CITY, Maryland
CRD number
120725
Fee structure
Hourly Charges, Fixed Fees, Other
Services
Financial PlanningSelection of Other Advisers

Firm profile

FINTRX

Overview

Lee Financial Associates, Inc. operates as an individually owned corporate advisory firm that positions itself as a capital allocator and advisor focused on financial planning and selecting outside managers. The firm’s advisory activity centers on delivering financial planning engagements and identifying third‑party advisers to implement client portfolios rather than acting as a large-scale discretionary asset manager. Fee arrangements include hourly and fixed fees as well as other fee arrangements, consistent with a planning- and consulting-oriented model. The firm is not an active ESG investor, does not assert multi‑state advisory status, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • JAMES LEE

    PresidentCRD 4915177

  • BRIAN SMOOT

    Investment Advisor RepresentativeCRD 5676372

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ELLICOTT CITY, MD

HOWARD

Location

ELLICOTT CITY, MD

Headquartered in ELLICOTT CITY, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
HOWARD
Address
5018 Dorsey Hall Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth