LEATHERBACK ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2020
Total AUM
$35M
Discretionary
$35M
100% of AUM
Avg account
$35M
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
PALM BEACH GARDENS, Florida
CRD number
310252
Registered since
September 2, 2020
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Leatherback Asset Management, LLC is an SEC-registered adviser that provides portfolio management specifically for investment companies. The firm operates as a small, institutionally focused manager: its client base is institutional and its fee model is a percentage of assets under management. Leatherback does not present itself as an active ESG investor, is not a pension consultant, and is not designated as a capital allocator or related adviser. Its SEC registration dates to 2020 and its organizational form is a limited liability company. Given the single-client structure and the stated advisory activity, Leatherback’s work is concentrated on managing an investment-company mandate — which can include a registered fund or a private investment vehicle — under a discretionary authority. That orientation suggests the firm’s investment activity centers on executing a defined strategy on behalf of an institutional vehicle rather than servicing a broad retail base or multiple separate accounts.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL WINTER

    Founder & CEOCRD 5286117

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PALM BEACH GARDENS, FL

PALM BEACH

Location

PALM BEACH GARDENS, FL

Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
2000 Pga Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth