LAZARI CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2018
Total AUM
$691M
Discretionary
$555M
80% of AUM
Avg account
$432K
Accounts
1,599
Employees
14
Advisory reps
11

Firm details

Headquarters
BURBANK, California
CRD number
172932
Registered since
April 23, 2018
Website
www.lazaricapital.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, JOHN HANCOCK DISTRIBUTORS LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI53.09%
  • Pension & Profit Sharing Plans24.75%
  • Individuals19.54%
  • Corporations / Businesses2.52%
  • Charitable Organizations0.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Lazari Capital Management, Inc. is a small, owner-run advisory corporation that acts as a capital allocator for both individual/family and institutional clients. The firm provides a mix of financial planning, portfolio management for individuals and pooled vehicles, and pension consulting. Its fee arrangements include asset-based fees, fixed fees, and performance-based fees. The firm does not identify as an ESG-focused investor and operates across multiple client segments rather than as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 25%, Investment Grade Corp Bonds 19%, State & Local Bonds 3%, Non-Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Sovereign Bonds 1%, Derivatives 1%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds25%
  • Investment Grade Corp Bonds19%
  • State & Local Bonds3%
  • Non-Investment Grade Corp Bonds3%

Contacts

3 of 11

  • Kirk Mekerdichian

    Investment Adviser RepresentativeCRD 7222019

  • Kristina Zimmerman

    PresidentCRD 2060010

  • EMILY JOHNSON

    Investment Advisor RepresentativeCRD 4547947

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 55

Active vs passive

$38.5M in ETFs

Passive

91%

$35M

Active

5%

$3.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$3.3M10,4298.69%
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Location

Primary office

BURBANK, CA

LOS ANGELES

Location

BURBANK, CA

Headquartered in BURBANK, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
3500 W Olive Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth