LAUREL WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2008
Total AUM
$1.1B
Discretionary
$1.1B
99% of AUM
Avg account
$775K
Accounts
1,429
Employees
9
Advisory reps
10

Firm details

Headquarters
Charlotte, North Carolina
CRD number
118469
Registered since
May 21, 2008
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.03%
  • Individuals7.85%
  • Corporations / Businesses5.27%
  • Charitable Organizations1.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Laurel Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since its SEC registration in 2008. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory offerings center on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management along with hourly and fixed-fee engagement options. Laurel Wealth Advisors is not positioned as a capital allocator, does not identify as an active ESG investor, and does not operate as a multi-state or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Investment Grade Corp Bonds 13%, US Government Bonds 11%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 4%, State & Local Bonds 3%65%
  • Exchange Traded Equities65%
  • Investment Grade Corp Bonds13%
  • US Government Bonds11%
  • Public Funds/Mutual Funds4%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Nancy Johnson Jones

    Chief Compliance OfficerCRD 2026139

Contacts

3 of 9
  • TIMOTHY BREEDLOVE

    Managing MemberCRD 4485369

  • DAVID MCNEISH

    Managing MemberCRD 4485368

  • MARK THOMPSON

    Managing PartnerCRD 2928571

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 115

Active vs passive

$501M in ETFs

Passive

91%

$456M

Active

1%

$45.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$97.5M112,31419.45%

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
1355 Greenwood Clfs
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth