Laurel Wealth Advisors, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 118469
- Registered since
- May 21, 2008
- Website
- www.laurelwa.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.03%
- Individuals7.85%
- Corporations / Businesses5.27%
- Charitable Organizations1.85%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Laurel Wealth Advisors, LLC is an independent, individual-owned registered investment adviser that registered with the SEC in 2008. The firm serves both high-net-worth individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Laurel does not position itself as a capital allocator and does not identify as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Investment Grade Corp Bonds13%
- US Government Bonds11%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 301Active vs passive
$429M in ETFs
89%
$382M
1%
$47.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $40.7M | 174,445 | 9.49% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 1355 Greenwood Clfs
- Time zone
- ET (UTC-5)
- Office locations
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