Lake State Financial Inc

Overview

Lake State Financial Inc is a small, individual-owned advisory firm that provides discretionary portfolio management primarily to individual and family clients, as well as small businesses. The firm charges fees as a percentage of assets under management and focuses its investment activity on publicly traded equities—using exchange-traded instruments as the central building blocks of client portfolios. Lake State Financial Inc does not position itself as a capital allocator or pension consultant and is not characterized as an ESG-focused manager. Portfolios are managed on a discretionary basis, which suggests the firm implements manager-driven asset allocation and security selection rather than acting only in an advisory/implementation role. The firm’s practice appears centered on straightforward equity-centric solutions rather than broad multi-asset, alternative-heavy structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices