Laguna Investments LLC

RIASEC Registered
Total AUM
$7.8M
Discretionary
$7.8M
100% of AUM
Avg account
$7.8M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
Newport Coast, California
CRD number
342122
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Laguna Investments LLC is a small, privately held limited liability company that operates as a hedge fund manager and adviser to pooled vehicles. The firm is owned by an individual and targets institutional investors while also providing portfolio management services for individuals and small businesses. Laguna serves in sponsor and general partner roles and functions as the managing member of its pooled investment vehicles. Its compensation combines a percentage-of-assets fee with performance-based fees. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Catherine Joslin

    ManagerCRD 7635817

  • Matthew Joslin

    ManagerCRD 6993921

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Coast, CA

Orange

Location

Newport Coast, CA

Headquartered in Newport Coast, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
8 Whalers Blf
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth