Ladenburg Thalmann Asset Management Inc

Overview

Ladenburg Thalmann Asset Management Inc. is a corporate investment adviser that has been SEC-registered since 1997 and serves both individuals/families and institutional clients. The firm operates on a percentage-of-AUM fee model and functions as a capital allocator, providing portfolio management across separate accounts, pooled vehicles and investment companies. Its advisory capabilities explicitly include selecting and monitoring third-party managers, and it reports being an active ESG investor, indicating that environmental, social and governance factors are incorporated into at least some investment processes. Service lines span discretionary and non-discretionary portfolio management for individuals, small businesses, institutions and pooled vehicles. The firm’s organizational footprint includes affiliations across the financial services ecosystem—broker-dealer relationships, trust companies, insurance companies, and sponsor/GP roles in pooled vehicles—so it appears to combine in-house portfolio management with outsourced manager selection and broader platform services.

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