L & S ADVISORS, INC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 140923
- Registered since
- June 5, 2006
- Website
- www.lsadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI64.64%
- Individuals20.98%
- Corporations / Businesses11.76%
- Charitable Organizations2.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
L & S Advisors, Inc. is an independent, SEC-registered advisory corporation (registered in 2006) that serves both individual/family and institutional clients. Ownership is listed as a combination of a domestic entity and an individual. The firm charges fees based on a percentage of assets under management and also offers hourly billing. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses, and institutional or business clients. L & S does not identify as an ESG-focused investor, is not a multi-state adviser for regulatory purposes, and is not characterized as a capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Cash & Cash Equivalents11%
- Public Funds/Mutual Funds10%
- Non-Investment Grade Corp Bonds4%
- US Government Bonds3%
Owners & executives
3 of 4IAN MANONGDO
Chief Operating OfficerCRD 5835979
Jason Scott
Chief Compliance OfficerCRD 7002566
SY LIPPMAN
Chief Executive OfficerCRD 2899932
Contacts
3 of 9LEANNE SINDELL
Managing DirectorCRD 1252489
CRAIG WESTON
Senior Managing DirectorCRD 1930420
Phyllis Scott
TrusteeCRD 6647410
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$196M in ETFs
75%
$147M
22%
$48.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $42.7M | 65,632 | 21.83% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 11766 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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