L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

RIASEC Registered
Total AUM
$67.2M
Discretionary
$67.2M
100% of AUM
Avg account
$236K
Accounts
285
Employees
2
Advisory reps
2

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
151669
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI60.36%
  • Individuals39.64%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

L & M Wealth Management And Retirement Solutions, LLC is an individually owned LLC that provides fee-based wealth management primarily to individuals and families. The firm charges a percentage-of-AUM advisory fee and focuses on portfolio management for individuals and small businesses. It is not positioned as a pension consultant, related adviser, multi-state adviser, or an active ESG investor according to the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 14%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents14%

Owners & executives

1 of 1
  • CAROL LYONS

    Chief Compliance Officer & Managing MemberCRD 1565227

Contacts

1 of 1
  • KRISTAN BRUHN

    Investment Advisor RepresentativeCRD 5308787

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

OKLAHOMA CITY, OK

OKLAHOMA

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
2601 NW Expressway
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth