Kwma
Firm details
- Headquarters
- ,
- CRD number
- 319076
- Website
- www.kwmafinance.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals55.58%
- HNWI44.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Kwma is an independent registered advisory firm organized as an LLC and state-registered in Kentucky. Ownership is listed as individual; the firm serves individual and family clients and provides a mix of financial planning, portfolio management for individuals and small businesses, and publishes periodicals or newsletters. Fees are charged on a mix of percentage-of-AUM, hourly, and fixed-fee bases. The firm identifies as an active ESG investor, suggesting environmental, social or governance factors are incorporated into its investment decisions. Kwma does not act as a capital allocator to external fund managers and is not structured as a multi-state adviser; its operations appear concentrated in its home state.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents40%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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