KWM Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Austin, Texas
CRD number
327258
Registered since
June 26, 2024

Firm profile

FINTRX

Overview

KWM Securities LLC is organized as a limited liability company and is recorded as SEC-registered in 2024. Ownership is listed as a combination of a domestic entity and an individual. The firm is categorized as Unclassified in the dataset and is not identified as a capital allocator. Data points flag the firm as not actively using ESG criteria in its investment process, not operating as a multi-state adviser, not a pension consultant, and not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Randy Stouber

    Randy Stouber

    CEO and CCOCRD 1104531

  • Jerry Stone

    Jerry Stone

    CEOCRD 8130545

Contacts

1 of 1
  • Susan Dumont

    Susan Dumont

    CCOCRD 2346501

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
3500 N Capital Of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth