Kurv Investment Management LLC

RIASEC RegisteredEst. 2023
Total AUM
$279M
Discretionary
$279M
100% of AUM
Avg account
$27.9M
Accounts
10
Employees
10
Advisory reps
3

Firm details

Headquarters
San Francisco, California
CRD number
323149
Registered since
February 10, 2023
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Kurv Investment Management LLC is an SEC-registered institutional registered investment adviser organized as an LLC. The firm is registered with the SEC as of 2023 and lists both a domestic entity and an individual among its ownership types. Kurv serves institutional clients and bills fees as a percentage of assets under management. Its stated advisory activity is portfolio management for investment companies, and it is classified as an “other investment adviser” in industry affiliations. Kurv does not identify as an active ESG investor and is not designated as a multi-state adviser or a pension consultant. The firm is not described as a capital allocator; its role is advisory and portfolio management rather than direct deployment of third-party capital into manager-led vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gery Sadzewicz

    Gery Sadzewicz

    Chief Executive OfficerCRD 1090963

  • Howard Chan

    Howard Chan

    Chief Executive Officer & FounderCRD 7628916

Contacts

1 of 1
  • James Puleo

    James Puleo

    Vice PresidentCRD 7015111

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$10.8M in ETFs

Passive

60%

$6.5M

Active

41%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X SILVER MINERS ETF (SIL)GlobalXPassiveEquity Precious Metals$2.5M32,18522.98%

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Letterman Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth