KURV INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2023
Total AUM
$279M
Discretionary
$279M
100% of AUM
Avg account
$27.9M
Accounts
10
Employees
10
Advisory reps
3

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
323149
Registered since
February 10, 2023
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Kurv Investment Management LLC is an SEC-registered limited liability company (registration in 2023) that provides portfolio management services to investment companies and serves an institutional client base. The firm bills on a percentage-of-AUM basis and identifies its primary advisory activity as portfolio management for investment companies. Kurv reports no active ESG investing stance and is classified in industry data as an “other investment adviser.”

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • HOWARD CHAN

    Chief Executive Officer & FounderCRD 7628916

Contacts

2 of 2
  • James Puleo

    Vice PresidentCRD 7015111

  • GERY SADZEWICZ

    CCOCRD 1090963

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 6

Active vs passive

$8M in ETFs

Passive

85%

$6.8M

Active

15%

$1.2M

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X SILVER MINERS ETF (SIL)GlobalXPassiveEquity Precious Metals$2.3M27,94629.32%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Letterman Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth