KTF Investments, LLC
Firm details
- Headquarters
- Seal Beach, California
- CRD number
- 337465
- Registered since
- August 8, 2025
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.91%
- Individuals5.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
KTF Investments, LLC is an independent, owner-operated RIA structured as an LLC and registered with the SEC in 2025. The firm serves individual and family clients and charges a combination of percentage-of-AUM and fixed fees. It positions itself as a capital allocator that both manages portfolios directly and outsources to third-party managers when appropriate. Advisory services disclosed include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. The firm is not marked as an active ESG investor and does not report multi-state adviser status. Its client focus and fee mix suggest a traditional wealth management practice emphasizing customized planning and discretionary portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Public Funds/Mutual Funds11%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Karey Williams
Chief Compliance OfficerCRD 1394426
Contacts
3 of 5
Joshua Axel
PartnerCRD 4227334
Jess Sansone
PartnerCRD 7810715
Melissa Godinez
Registered RepresentativeCRD 4024401
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$62.9M in ETFs
99%
$62.3M
0%
$629K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $21.6M | 180,594 | 34.31% |
Location
Seal Beach, CA
Orange
Location
Seal Beach, CA
Headquartered in Seal Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 13001 Seal Beach Blvd
- Time zone
- PT (UTC-8)
- Office locations
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