KRAKEN ADVISER LLC

RIASEC RegisteredEst. 2025
Total AUM
$377
Discretionary
$0
0% of AUM
Avg account
$41
Accounts
9
Employees
5
Advisory reps
5

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
337920
Registered since
September 22, 2025
Fee structure
Other
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Kraken Adviser LLC is a limited liability company that registered with the SEC in 2025. The firm describes its core advisory activity as portfolio management for individuals and small businesses, and lists its client base as individual and family clients. Ownership is identified as a mix of a domestic entity and an individual, and the adviser uses a non-standard fee arrangement (listed as "Other"). Kraken Adviser LLC is not flagged as a capital allocator, is not an active ESG investor, and does not register as a multi-state adviser or pension consultant. Industry affiliations noted in filings include broker-dealer and futures commission merchant relationships. Those affiliations suggest the firm may have access to brokerage and execution infrastructure and clearing capabilities, though the filing does not detail how those relationships are used in client programs.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

2 of 2
  • BRENDAN MURRAY

    COOCRD 3248970

  • CALVIN PERSAUD

    Chief Compliance OfficerCRD 3261683

Contacts

3 of 3
  • Erin Baskett

    CCO, PrincipalCRD 4538604

  • NICHOLAS LAMAINA

    Head of BrokerageCRD 4369556

  • Thomas Crowell

    Senior LeaderCRD 8151736

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Lauderdale, FL

BROWARD

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
BROWARD
Address
200 E Las Olas Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth