KOENIG INVESTMENT ADVISORY, LLC

RIASEC RegisteredEst. 2020

Total AUM

$258M

Discretionary

$258M

100% of AUM

Avg account

$431K

Accounts

599

Employees

Advisory reps

Firm details

Headquarters: ASHLAND, Oregon
CRD number: 311422
Registered since: November 20, 2020
Website: koeniginvestment.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI82.06%
Individuals16.94%
Charitable Organizations0.42%
Pension & Profit Sharing Plans0.32%
Corporations / Businesses0.26%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Koenig Investment Advisory, LLC is an independent registered investment adviser that focuses on individual and family clients. The firm, SEC-registered in 2020 and owned by an individual, manages portfolios on a fee basis (percentage of AUM) and offers financial planning, portfolio management for individuals and small businesses, pension consulting-related services, and publishes client communications. Investment activity tilts toward public pooled products as the core implementation vehicle, supplemented by selected third‑party alternative managers for exposure to real assets and commodities. The firm is not an active ESG investor and does not present itself as a multi-state advisory network, indicating a concentrated client service model rather than broad geographic expansion.