KLINE CAPITAL MANAGEMENT LLC

RIASEC Registered

Total AUM

$27.1M

Discretionary

$21.7M

80% of AUM

Avg account

$289K

Accounts

Employees

Advisory reps

Firm details

Headquarters: NORTHFIELD, Illinois
CRD number: 136825
Website: www.klinecapital.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI80.13%
Individuals19.87%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Kline Capital Management LLC is a small, independent registered investment adviser that focuses on individual and family clients. The firm runs fee schedules that include a percentage of assets under management, plus options for hourly and fixed-fee engagements. Its advisory services extend beyond portfolio management to financial planning, educational programs and periodic publications, and the firm also operates as an insurance broker — a combination that aligns its advice with access to annuity and insurance solutions. Investment activity tilts toward equities: the firm’s stated asset preference is exchange-traded equities and ETFs, and it appears to manage concentrated, equity-centric portfolios for a compact client base. Kline deploys third-party alternative managers for hedge funds and real estate, and it supplements equity exposure with mutual funds, corporate debt and annuity products when those instruments fit client objectives.