Klein Wealth Management, LLC

RIAState Registered
Total AUM
$16.8M
Discretionary
$16.8M
100% of AUM
Avg account
$236K
Accounts
71
Employees
2
Advisory reps
1

Firm details

Headquarters
Saint Johns, Florida
CRD number
307078
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI96.25%
  • Individuals3.75%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Klein Wealth Management, LLC is an independent, Florida-registered advisory firm organized as an LLC and owned by an individual principal. The firm focuses on serving individuals, families and small-business owners through financial planning and discretionary portfolio management. Its fee model combines a percentage-of-assets component with hourly billing for some advisory services. Klein does not position itself as an ESG investor and operates on a single-state basis rather than as a multistate adviser or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, State & Local Bonds 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%94%
  • Exchange Traded Equities94%
  • State & Local Bonds3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Johns, FL

Saint Johns

Location

Saint Johns, FL

Headquartered in Saint Johns, FL, anchoring the Jacksonville-St. Marys-Palatka, FL-GA metro in the South.

Metro area
Jacksonville-St. Marys-Palatka, FL-GA
Region
South
County
Saint Johns
Address
503 Cloisterbane Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth