Klein Financial Advisors

Overview

Klein Financial Advisors is an independent, corporately organized registered investment adviser serving individual and family clients. The firm operates with an owner-managed structure and also maintains broker-dealer registered representative and insurance broker activities, which it integrates with its advisory practice. Its client services focus on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are a mix of percentage-of-AUM and fixed-fee engagements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator or multi-state adviser in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives