KKR REGISTERED ADVISOR LLC

RIASEC RegisteredEst. 2020
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$1.5B
Accounts
1
Employees
26
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
309284
Registered since
July 7, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

KKR Registered Advisor LLC is an SEC-registered adviser (since 2020) organized as an LLC that serves institutional clients. The firm is registered to act as a CPO/CTA and lists portfolio management for investment companies among its advisory activities, which indicates its role is centered on managing pooled investment vehicles rather than retail advisory relationships. Its fee schedule combines a percentage-of-AUM charge with performance-based compensation. The firm is not an active ESG investor and is not registered as a multi-state adviser. Industry affiliations on file include broker-dealer, other investment adviser, CPO/CTA, insurance company and real estate broker, suggesting the entity sits within a broader financial services network and may coordinate with or provide services across multiple product and distribution channels. Ownership is recorded as a mix of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • ROBERT LEWIN

    Chief Financial OfficerCRD 5832320

  • ROBERT BRECKENRIDGE

    Managing Director, Chief Compliance OfficerCRD 5309678

  • SCOTT NUTTALL

    Co-CEOCRD 2502608

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Contacts

1 of 1
  • Kathryn Sudol

    Partner, General CounselCRD 7633041

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
30 Hudson Yards
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth