Keynote Financial Services, LLC
Firm details
- Headquarters
- Vernon, Connecticut
- CRD number
- 130384
- Registered since
- September 22, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI82.28%
- Individuals12.16%
- Pension & Profit Sharing Plans4.42%
- Charitable Organizations1.12%
- Corporations / Businesses0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Keynote Financial Services, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves both individual/family and institutional clients and bills primarily as a percentage of assets under management, with hourly fees available for certain engagements. Advisory services center on financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm reports it is not an active ESG investor and is not registered as a multi-state adviser; it does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents3%
Contacts
2 of 2Kent Zahner
OwnerCRD 4757223
James Desrocher
Financial AdvisorCRD 5401752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$14M in ETFs
26%
$3.6M
74%
$10.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ULTRA-SHORT BOND ETF (VUSB) | Vanguard | Active | Ultrashort Bond | $9.4M | 188,323 | 66.82% |
Location
Vernon, CT
Tolland
Location
Vernon, CT
Headquartered in Vernon, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Tolland
- Address
- 7 Keynote Dr
- Time zone
- ET (UTC-5)
- Office locations
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