KESTRA INVESTMENT MANAGEMENT, LLC.
Firm details
- Headquarters
- AUSTIN, Texas
- CRD number
- 317711
- Registered since
- December 16, 2021
- Website
- www.kestraim.com
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kestra Investment Management, LLC is an SEC-registered investment adviser that primarily serves institutional clients through portfolio management for businesses and institutions. The firm operates as a limited liability company and reports an ownership structure tied to a domestic entity and individuals. Its fee model is asset-based (percentage of AUM). Kestra Investment Management identifies as an independent broker-dealer affiliate and lists industry relationships that include broker-dealer, other investment adviser, trust company, and insurance company activities. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities9%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3Scott Zegers
Chief Financial OfficerCRD 4831659
Vinay Kant
Chief Technology OfficerCRD 7976827
Kara Murphy
Executive Vice President & Chief Investment OfficerCRD 4192291
Contacts
3 of 10John Choquette
Investment AnalystCRD 7814728
Jean-Luc Dupont
Vice PresidentCRD 7779006
STEPHEN SMITH
Financial AdvisorCRD 4222732
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 188Active vs passive
$6.6B in ETFs
65%
$4.3B
33%
$2.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P US VALUE ETF (IUSV) | BlackRock | Passive | Large Value | $398M | 3,893,371 | 6.07% |
Location
AUSTIN, TX
TRAVIS
Location
AUSTIN, TX
Headquartered in AUSTIN, TX, in the South of the United States.
- Region
- South
- County
- TRAVIS
- Address
- 5707 Southwest Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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