Kestra Investment Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$4.3B
Discretionary
$4.3B
100% of AUM
Avg account
$265K
Accounts
16,262
Employees
17
Advisory reps
13

Firm details

Headquarters
Austin, Texas
CRD number
317711
Registered since
December 16, 2021
Website
www.kestraim.com
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kestra Investment Management, LLC operates as an institutional registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm focuses on portfolio management for businesses and other institutional clients and charges fees based on a percentage of assets under management. Disclosures show it is not positioned as an ESG-focused or multi-state adviser and it is not described as a capital allocator or pension consultant. Kestra is affiliated with other financial entities in its group, including broker-dealer, trust company and insurance company relationships, and it is also identified as an affiliated investment adviser in the group structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 9%, Cash & Cash Equivalents 4%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 3
  • Kara Murphy

    Kara Murphy

    Executive Vice President & Chief Investment OfficerCRD 4192291

  • Vinay Kant

    Chief Technology OfficerCRD 7976827

  • Scott Zegers

    Scott Zegers

    Chief Financial OfficerCRD 4831659

Contacts

3 of 10
  • Stephen Smith

    Stephen Smith

    Financial AdvisorCRD 4222732

  • Svante Rocabado

    Svante Rocabado

    Investment SpecialistCRD 6353617

  • Robert Patterson

    Robert Patterson

    Senior Investment SpecialistCRD 6091893

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 484

Active vs passive

$11.5B in ETFs

Passive

67%

$7.7B

Active

31%

$3.7B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P US VALUE ETF (IUSV)BlackRockPassiveLarge Value$492M4,464,1204.28%
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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
5707 Southwest Pkwy
Time zone
CT (UTC-6)
Office locations

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