Kelleher Financial Advisors, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 126021
- Registered since
- June 9, 2003
- Website
- kf-advisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.8%
- Individuals2.53%
- Pension & Profit Sharing Plans0.48%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Kelleher Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2003. The firm serves both individual/family and institutional clients and operates as a capital allocator that also selects outside managers. Its advisory services include financial planning and portfolio management for individuals, small businesses and institutions, plus selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM, hourly charges and fixed fees. The firm is not identified as an active ESG investor in its filings and lists a broker‑dealer affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds39%
- Exchange Traded Equities36%
- US Government Bonds19%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
1 of 1
Arthur Goetchius
Chief Executive OfficerCRD 1374251
Contacts
3 of 8
Neil Cataldi
Managing DirectorCRD 3086771
Colleen Sorrentino
Managing DirectorCRD 1714405
Michael Ouellette
PresidentCRD 2374391
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 129Active vs passive
$246M in ETFs
79%
$194M
18%
$52.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $46M | 61,433 | 18.71% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 100 Wall St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ATW Partners LLC
RIANew York, NY
Kennedy Lewis Capital Holdings LLC
RIANew York, NY
Corre Partners Management, LLC
RIANew York, NY
1ws Capital Advisors, LLC
RIANew York, NY
Mark Asset Management LP
RIANew York, NY
Space Capital
RIANew York, NY