Keaton Capital Management L.L.C.

RIASEC Registered
Total AUM
$13M
Discretionary
$12M
92% of AUM
Avg account
$325K
Accounts
40
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
159027
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Keaton Capital Management L.L.C. operates as a limited liability company focusing on portfolio management for individual and family clients. The firm is structured as a domestic entity and functions as a registered representative of a broker-dealer, while also serving as an insurance broker. Keaton Capital Management does not classify itself under a specific category, reflecting a flexible approach to investment management. The firm does not engage in capital allocation or act as a pension consultant, and it does not actively pursue ESG investment strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 45%, Exchange Traded Equities 30%, Cash & Cash Equivalents 15%, US Government Bonds 5%, Derivatives 3%, Investment Grade Corp Bonds 2%45%
  • Non-Exchange Traded Equities45%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents15%
  • US Government Bonds5%
  • Derivatives3%

Contacts

1 of 1
  • Jerry Keaton

    Jerry Keaton

    PresidentCRD 1649472

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth