Keating Investment Counselors Inc
Firm details
- Headquarters
- Delray Beach, Florida
- CRD number
- 110134
- Registered since
- September 19, 1983
- Website
- keatinginvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI64.29%
- Investment Companies25.3%
- Pension & Profit Sharing Plans5.01%
- Individuals3.17%
- Charitable Organizations2.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Keating Investment Counselors Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 1983. The firm is owned by an individual and provides fee-based portfolio management to both individual/family clients and institutional investors. Its advisory work centers on discretionary portfolio management for individuals and small businesses as well as management mandates for investment companies. Fees are billed primarily as a percentage of assets under management, with some engagements charged on an hourly basis. Keating does not market itself as an ESG-focused manager and is not structured as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds26%
- US Government Bonds22%
- Cash & Cash Equivalents1%
Contacts
3 of 3
Richard Keating
PresidentCRD 5384932
Pablo Cavanagh
Portfolio ManagerCRD 6445920
Ana Keating
Operations ManagerCRD 7633780
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$212M in ETFs
50%
$106M
50%
$107M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| KEATING ACTIVE ETF (KEAT) | Active | Global Moderately Aggressive Allocation | $107M | 3,278,900 | 50.24% |
Location
Delray Beach, FL
Palm Beach
Location
Delray Beach, FL
Headquartered in Delray Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 101 Se 6th Ave
- Time zone
- ET (UTC-5)
- Office locations
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