KEATING INVESTMENT COUNSELORS INC

RIASEC RegisteredEst. 1983
Total AUM
$383M
Discretionary
$378M
99% of AUM
Avg account
$1M
Accounts
366
Employees
3
Advisory reps
3

Firm details

Headquarters
DELRAY BEACH, Florida
CRD number
110134
Registered since
September 19, 1983
Custodians
CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI64.29%
  • Investment Companies25.3%
  • Pension & Profit Sharing Plans5.01%
  • Individuals3.17%
  • Charitable Organizations2.19%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Keating Investment Counselors Inc. is an SEC-registered investment adviser (registration year 1983) organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional accounts, concentrating its advisory work on portfolio management for individuals/small businesses and for investment companies. Compensation is primarily percentage-of-AUM based with the availability of hourly billing for certain work. The firm is not identified as an active ESG investor and is not flagged as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 26%, US Government Bonds 22%, Cash & Cash Equivalents 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds26%
  • US Government Bonds22%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • PABLO CAVANAGH

    Portfolio ManagerCRD 6445920

  • ANA KEATING

    Operations ManagerCRD 7633780

  • RICHARD KEATING

    PresidentCRD 5384932

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$225M in ETFs

Passive

51%

$114M

Active

49%

$111M

ETFProviderStyleCategoryValueShares% of portfolio
KEATING ACTIVE ETF (KEAT)ActiveLarge Value$111M3,242,45549.27%

Location

Primary office

DELRAY BEACH, FL

PALM BEACH

Location

DELRAY BEACH, FL

Headquartered in DELRAY BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
101 SE 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth