KAIZEN FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2019

Total AUM

$284M

Discretionary

$284M

100% of AUM

Avg account

$453K

Accounts

626

Employees

Advisory reps

Firm details

Headquarters: KIRKLAND, Washington
CRD number: 155353
Registered since: April 30, 2019
Website: www.kaizenfa.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.16%
Individuals11.32%
Pension & Profit Sharing Plans5.61%
Charitable Organizations1.9%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Kaizen Financial Advisors, LLC is an independent RIA organized as an LLC and SEC-registered in 2019. The firm serves individual and family clients and lists financial planning, portfolio management for individuals and small businesses, and pension consulting among its advisory services. Ownership is held by an individual and the firm does not act as a capital allocator. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. Kaizen does not identify itself as an active ESG investor.