KA FUND ADVISORS, LLC

RIASEC RegisteredEst. 2006
Total AUM
$3.2B
Discretionary
$3.2B
100% of AUM
Avg account
$3.2B
Accounts
1
Employees
38
Advisory reps
8

Firm details

Headquarters
HOUSTON, Texas
CRD number
141037
Registered since
August 23, 2006
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

KA Fund Advisors, LLC is an SEC-registered investment adviser that appears to operate primarily as a manager of pooled investment vehicles and as a commodity-focused advisor. The firm is organized as an LLC and has been registered with the SEC since 2006. Its client base is institutional, and its stated business activities include acting as a CPO/CTA and providing portfolio management for investment companies. KA Fund Advisors charges fees as a percentage of assets under management and is not identified as an active ESG investor. Investment activity is concentrated and manager behavior points to direct management of a single large institutional mandate or pooled vehicle rather than a broad multi-client retail platform. The firm is not designated as a capital allocator, but its filings indicate use of third-party alternative strategies alongside internally managed commodity and energy-oriented exposures. Affiliations include roles as sponsor, general partner or managing member of pooled vehicles and connections to broker‑dealer and other investment adviser activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • JAMES BAKER

    President, Chief Executive OfficerCRD 2930819

  • PAUL STAPLETON

    CFOCRD 4848451

  • PAUL BLANK

    President and COOCRD 4126840

Unlock 2 more executives

Contacts

3 of 3
  • ROBERT SINNOTT

    Co-ChairmanCRD 2153155

  • RICHARD KAYNE

    Founder & Co-ChairmanCRD 265609

  • Matthew Barbabella

    General CounselCRD 7521288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
717 Texas St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth