K5 Global Advisor LLC

RIASEC Registered
Total AUM
$5.8B
Discretionary
$4.7B
80% of AUM
Avg account
$65M
Accounts
90
Employees
13
Advisory reps
5

Firm details

Headquarters
,
CRD number
314373
Registered since
May 24, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

K5 Global Advisor LLC is a SEC-registered investment adviser that operates as a limited liability company focused on venture capital strategies and pooled investment vehicles. The firm, registered in 2021, serves an institutional client base and acts as sponsor, general partner, and managing member for the funds it oversees. Its advisory work centers on portfolio management for pooled vehicles rather than direct retail wealth management. Compensation combines an asset-based fee with performance-linked fees, consistent with typical VC carry structures. K5 is not positioned as an ESG investor, does not advertise pension-consulting services, and does not present itself as a multi-state or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jerald Sanchez

    Jerald Sanchez

    Chief Compliance OfficerCRD 5902106

  • Christopher Moore

    Chief Financial OfficerCRD 8002335

Contacts

3 of 3
  • Bryan Baum

    Bryan Baum

    Co-Founder and Managing PartnerCRD 7344697

  • Michael Kives

    Michael Kives

    Co-Founder and Managing PartnerCRD 7344698

  • Dana Pollick

    Dana Pollick

    General Counsel & CCOCRD 7523206

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth