K1 INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2016
Total AUM
$23.6B
Discretionary
$169M
1% of AUM
Avg account
$908M
Accounts
26
Employees
75
Advisory reps
2

Firm details

Headquarters
MANHATTAN BEACH, California
CRD number
161953
Registered since
April 8, 2016
Website
k1im.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

K1 Investment Management LLC is a private markets manager focused on pooled investment vehicles, primarily private equity and venture capital. The firm serves institutional investors and typically acts as sponsor and general partner or managing member of its funds. Its revenue model combines AUM-based fees with performance-based carry, consistent with an active fund GP structure. K1 identifies as an active ESG investor, which suggests ESG considerations are integrated into manager selection, due diligence and ongoing portfolio monitoring across its funds. Investment activity centers on controlling and growth-oriented private company investments through closed-end funds and related pooled vehicles. The firm does not position itself as a broad capital allocator; instead it structures and manages private funds, raising capital from institutional limited partners and operating as the manager/GP of those vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JEAN KISAKA

    Chief Compliance OfficerCRD 7896345

Contacts

1 of 1
  • NEIL MALIK

    Managing PartnerCRD 4937358

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MANHATTAN BEACH, CA

LOS ANGELES

Location

MANHATTAN BEACH, CA

Headquartered in MANHATTAN BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
875 Manhattan Beach Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth