K1 Investment Management LLC

RIASEC RegisteredEst. 2016
Total AUM
$23.6B
Discretionary
$23.4B
99% of AUM
Avg account
$908M
Accounts
26
Employees
75
Advisory reps
2

Firm details

Headquarters
Manhattan Beach, California
CRD number
161953
Registered since
April 8, 2016
Website
k1im.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

K1 Investment Management LLC is an SEC‑registered investment manager organized as an LLC and active since 2016. The firm operates primarily for institutional clients and builds and runs pooled investment vehicles, serving as sponsor, general partner and managing member of those funds rather than acting principally as a third‑party capital allocator. Its business model combines management fees and performance‑based compensation consistent with private equity and venture capital structures. The firm reports being an active ESG investor, and its regulatory filings identify both domestic entity and individual ownership elements.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jean Kisaka

    Chief Compliance OfficerCRD 7896345

Contacts

1 of 1
  • Neil Malik

    Neil Malik

    Managing PartnerCRD 4937358

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Manhattan Beach, CA

Los Angeles

Location

Manhattan Beach, CA

Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
875 Manhattan Beach Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth