JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 1971
Total AUM
$212B
Discretionary
$212B
100% of AUM
Avg account
$1.7B
Accounts
126
Employees
357
Advisory reps
168

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
105790
Registered since
December 12, 1971
Custodians
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

John Hancock Investment Management LLC is an institutional-focused asset manager that runs a mix of pooled vehicles and advisory mandates. The firm charges fees based on assets under management and provides portfolio management for both investment companies and select individual/small-business accounts. Its stated investment preference tilts toward equities, with a notable reliance on exchange-traded instruments and mutual funds for core exposures. The organization also operates in roles that include commodity pool operator/commodity trading advisor activity and sponsors or manages pooled investment vehicles, which gives it flexibility to run both traditional and more specialized strategies from within its platform. John Hancock Investment Management LLC is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • TREVOR SWANBERG

    Vice President and Chief Compliance OfficerCRD 4213623

  • KRISTIE FEINBERG

    President and CEOCRD 3162040

  • BETSY SEEL

    Chief Legal CounselCRD 4469605

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Contacts

3 of 164
  • BRIAN PARKER

    Registered RepresentativeCRD 5484034

  • Joseph Czapiga

    Internal Business ConsultantCRD 7791738

  • Riley Prattson

    AssociateCRD 7519399

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
200 Berkeley St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth