John C. Tumazos

RIASEC Registered
Total AUM
$4M
Discretionary
$4M
100% of AUM
Avg account
$4M
Accounts
1
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
144842
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Subscription Fees
Client types
  • HNWI100%
Services
Publication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

John C. Tumazos operates as a small, individually owned limited liability company that combines advisory activity with publishing and pricing/rating services. The firm serves individual and family clients and bills on a subscription-fee basis rather than a traditional AUM-fee schedule. Its stated advisory activities include publication of periodicals or newsletters and security ratings or pricing services, which suggests a research- and content-driven element to its client offering. The firm is not positioned as a capital allocator, does not report being an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 70%, Exchange Traded Equities 25%, Cash & Cash Equivalents 5%70%
  • US Government Bonds70%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • John Tumazos

    John Tumazos

    President, CEOCRD 1006738

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth