John C. Tumazos
Firm details
- Headquarters
- ,
- CRD number
- 144842
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Subscription Fees
- Client types
- HNWI100%
- Services
- Publication of PeriodicalsSecurity Ratings / Pricing Services
Firm profile
FINTRXOverview
John C. Tumazos operates as a small, individually owned limited liability company that combines advisory activity with publishing and pricing/rating services. The firm serves individual and family clients and bills on a subscription-fee basis rather than a traditional AUM-fee schedule. Its stated advisory activities include publication of periodicals or newsletters and security ratings or pricing services, which suggests a research- and content-driven element to its client offering. The firm is not positioned as a capital allocator, does not report being an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds70%
- Exchange Traded Equities25%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
John Tumazos
President, CEOCRD 1006738
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations