JOE Carter
RIASEC Registered
Total AUM
$7.8M
Discretionary
$7.8M
100% of AUM
Avg account
$7.8M
Accounts
1
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 126135
- Custodians
- ROBERT W. BAIRD & CO. INCORPORATED
- Fee structure
- Percentage of AUM
- Client types
- State / Municipal Government100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
JOE Carter operates as a sole proprietorship providing fee-based portfolio management. The adviser is owned and run by an individual and charges clients a percentage of assets under management. Its advisory scope covers discretionary portfolio management for individuals and small businesses as well as for business or institutional clients. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds69%
- State & Local Bonds27%
- Cash & Cash Equivalents4%
Contacts
1 of 1
Joe Carter
OwnerCRD 4697778
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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