JMM Financial, LLC

RIASEC Registered
Total AUM
$3.8M
Discretionary
$3.6M
94% of AUM
Avg account
$166K
Accounts
23
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123121
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

JMM Financial, LLC operates as an independent registered investment advisor (RIA) focused on providing financial planning and portfolio management services to individuals and families. The firm is structured as a limited liability company and is owned by an individual. JMM Financial emphasizes a client-centric approach, offering tailored financial solutions that cater to the unique needs of its clients. The firm does not engage in capital allocation or serve as a pension consultant, positioning itself primarily in the realm of personal financial advisory.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 55%, Cash & Cash Equivalents 14%, Exchange Traded Equities 11%, Non-Investment Grade Corp Bonds 10%, State & Local Bonds 5%, Other 5%55%
  • Investment Grade Corp Bonds55%
  • Cash & Cash Equivalents14%
  • Exchange Traded Equities11%
  • Non-Investment Grade Corp Bonds10%
  • State & Local Bonds5%

Contacts

1 of 1
  • Judith Mindock

    PresidentCRD 4600362

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth