JFD Capital, LLC

RIASEC Registered
Total AUM
$5M
Discretionary
$5M
100% of AUM
Avg account
$1.3M
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
334762
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

JFD Capital, LLC is a small, equity-focused registered investment adviser organized as a limited liability company and targeting individual and family clients, along with small businesses. The firm concentrates on discretionary portfolio management, favoring exchange-traded equities as its primary exposure. Its fee model combines a percentage of assets under management with the ability to charge performance-based fees, which suggests active management and a willingness to pursue return-oriented strategies rather than purely passive, asset-gathering relationships. JFD Capital is not an active ESG investor, does not operate as a multi-state adviser, and does not present itself as a capital allocator to external managers in a broad institutional sense.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • John Dowling

    John Dowling

    Managing Member And Chief Compliance OfficerCRD 8037493

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth