Jeffries Wealth Management

RIASEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
100% of AUM
Avg account
$54.7K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
323385
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Jeffries Wealth Management is an independent, owner-operated RIA organized as an LLC that focuses on individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses and other business or institutional clients. It also acts as a capital allocator, selecting third‑party advisers and external managers, and offers educational seminars and workshops. The firm charges a mix of fee arrangements — percentage of AUM, hourly fees and fixed fees — and indicates it incorporates ESG considerations into its investment process. Services emphasize advisory work for private clients rather than institutional pension consulting or related-adviser arrangements.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 16%, Cash & Cash Equivalents 16%, US Government Bonds 13%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents16%
  • US Government Bonds13%

Owners & executives

1 of 1
  • Clark Jeffries

    Clark Jeffries

    CEO and FounderCRD 7629410

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth