JEFFERIES INVESTMENT ADVISERS LLC

RIASEC RegisteredEst. 2023

Total AUM

$3.4B

Discretionary

$3B

86% of AUM

Avg account

$1.7M

Accounts

2,018

Employees

119

Advisory reps

121

Firm details

Headquarters: New York, New York
CRD number: 325421
Registered since: April 20, 2023
Website: www.jefferies.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals60.62%
Corporations / Businesses38.66%
Pension & Profit Sharing Plans0.62%
Sovereign Wealth Funds0.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Jefferies Investment Advisers LLC operates as an independent registered investment adviser that serves both individual/family and institutional clients. The firm functions as a capital allocator, providing financial planning, portfolio management for individuals, small businesses and institutions, and selection of third‑party advisers. Its stated preference is equities, with a significant portion of managed assets held in exchange‑traded securities. The adviser is structured to use both discretionary and non‑discretionary mandates and charges clients by percentage of AUM and by fixed fees. Business activity and affiliations show a broad operating scope: beyond advising, the firm is connected with broker‑dealer and insurance activities and has the infrastructure to sponsor pooled vehicles and act as a general partner or sponsor for investment programs. That combination indicates the firm can both select external managers and sponsor or co‑manage alternative product structures when appropriate.