Jefferies Finance LLC

RIASEC RegisteredEst. 2012

Total AUM

$24.6B

Discretionary

$23.1B

94% of AUM

Avg account

$439M

Accounts

Employees

124

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 162264
Registered since: April 2, 2012
Website: www.jefferies.com
Custodians: STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles60.13%
Other39.87%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Jefferies Finance LLC is a limited liability company that functions as a multifaceted fund manager focused on institutional clients. Registered with the SEC in 2012, the firm runs pooled investment vehicles and provides portfolio management for businesses and institutions. Its product mix centers on private equity and securitized-asset strategies; the firm also serves as sponsor, general partner or managing member of pooled vehicles and maintains a range of industry roles (broker‑dealer, other registered investment adviser, registered security‑based swap dealer, commodity pool operator/CTA, futures commission merchant, insurance company and real estate broker). Fee arrangements combine percentage-of-AUM charges with performance-based fees. Jefferies Finance LLC identifies as an active ESG investor.