James A. Colley, Inc.
Firm details
- Headquarters
- Lake Placid, Florida
- CRD number
- 141794
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI80.58%
- Individuals19.42%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
James A. Colley, Inc. is an independent, individually owned registered investment adviser that serves individuals and families. The firm provides financial planning and portfolio management services tailored to individuals and small businesses. Its billing mixes asset-based fees and hourly charges. The adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- State & Local Bonds20%
- Investment Grade Corp Bonds15%
- Cash & Cash Equivalents11%
- Public Funds/Mutual Funds5%
Owners & executives
1 of 1James Colley
President and Chief Compliance OfficerCRD 3125013
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Lake Placid, FL
Highlands
Location
Lake Placid, FL
Headquartered in Lake Placid, FL, in the South of the United States.
- Region
- South
- County
- Highlands
- Address
- 505 W Interlake Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Tudor Advisors LLC
RIAMiami, FL
Purepath Wealth Management
RIALand O Lakes, FL
Alpha Advisors, LLC
RIALakeland, FL
Prospect Enhanced Yield Management, LLC
RIAWest Palm Beach, FL
Bull Market Investment Management, Inc.
RIAMiami, FL
Avalon
RIABoca Raton, FL