J. W. COLE ADVISORS, INC.

Overview

J. W. Cole Advisors, Inc. is a corporate wealth-management and broker-dealer firm that has been registered with the SEC since 2001. The firm serves a mixed client base of individuals, families and institutions and offers both advisory and brokerage services. On the advisory side it provides financial planning, portfolio management for individuals and small businesses as well as for business and institutional clients, selection of third-party managers and educational seminars. Fee arrangements include asset-based fees, hourly charges and fixed fees. J. W. Cole is not positioned as an ESG-focused allocator. On the investment side, the firm leans heavily into public markets using a mix of mutual funds and ETFs as core building blocks, while also delegating certain alternative exposures to external managers. The firm’s model blends in-house portfolio management for discretionary relationships with advisor- and client-directed accounts, and it appears to maintain an active broker-dealer platform to support securities execution and product distribution.

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Public Holdings

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Location & Offices