J. W. Cole Advisors, Inc.

RIASEC Registered

Total AUM

$8.2B

Discretionary

$6.7B

82% of AUM

Avg account

$264K

Accounts

31,247

Employees

550

Advisory reps

500

Firm details

Headquarters: Tampa, Florida
CRD number: 112294
Registered since: November 23, 2001
Website: www.jw-cole.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals62.39%
HNWI33.3%
Corporations / Businesses2.81%
Charitable Organizations1.42%
Pension & Profit Sharing Plans0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

J. W. Cole Advisors, Inc. is an SEC-registered independent broker-dealer and advisory firm (SEC registration year: 2001) that serves individuals, families and institutional clients. The firm combines broker-dealer activity with a range of advisory services including financial planning, portfolio management for individuals, small businesses and institutions, the selection of third‑party advisers, and investor education through seminars and workshops. Fee arrangements reported include percentage-of-AUM billing as well as hourly and fixed fees. The firm’s structure is a corporation with domestic entity and individual ownership elements. It does not identify itself as an active ESG investor and does not function as a capital allocator; instead it relies on externally managed products and third‑party managers to implement many strategies.