J. W. Cole Advisors, Inc.

RIASEC RegisteredEst. 2001
Total AUM
$8.2B
Discretionary
$6.7B
82% of AUM
Avg account
$264K
Accounts
31,247
Employees
550
Advisory reps
493

Firm details

Headquarters
Tampa, Florida
CRD number
112294
Registered since
November 23, 2001
Website
www.jw-cole.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals62.39%
  • HNWI33.3%
  • Corporations / Businesses2.81%
  • Charitable Organizations1.42%
  • Pension & Profit Sharing Plans0.08%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

J. W. Cole Advisors, Inc. is a corporate independent broker-dealer that has been SEC-registered since 2001. The firm serves individual and family clients as well as institutional accounts and combines broker-dealer activities with advisory work. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm reports owner types that include domestic entities and individuals and does not identify itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 26%, Cash & Cash Equivalents 11%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents11%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 15
  • Insley Edgar

    Insley Edgar

    Chief Operations OfficerCRD 6604998

  • David Ettingoff

    David Ettingoff

    Chief Executive OfficerCRD 3134654

  • Riad Shanawany

    Riad Shanawany

    President, CEOCRD 3184981

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Contacts

3 of 478
  • Casey Clementz

    Casey Clementz

    Director of Client RelationsCRD 5313854

  • Matthew Barker

    Matthew Barker

    Managing & Founding PartnerCRD 5207162

  • Timothy Schultz

    Senior Relationship ManagerCRD 3111956

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 966

Active vs passive

$3.6B in ETFs

Passive

81%

$2.9B

Active

16%

$693M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$128M174,3123.57%
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Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
4301 Anchor Plaza Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth