J. MARK NICKELL & CO.

RIASEC RegisteredEst. 2021
Total AUM
$146M
Discretionary
$138M
94% of AUM
Avg account
$842K
Accounts
174
Employees
3
Advisory reps
3

Firm details

Headquarters
BRENTWOOD, Tennessee
CRD number
111635
Registered since
May 26, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.9%
  • Other8.62%
  • Individuals2.48%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

J. Mark Nickell & Co. is an independent registered investment adviser set up as a corporation and owned by an individual. The firm serves individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its billing blends AUM-based fees with the ability to charge hourly and fixed fees, which aligns with a hybrid planning-and-investment-advisory model rather than product-only brokerage. The adviser is not positioned as a capital allocator and does not describe itself as an ESG-focused manager. It operates under a single-adviser structure (no related advisers listed) and does not act as a pension consultant. The firm has been SEC-registered since 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Other 4%, Exchange Traded Equities 1%95%
  • Public Funds/Mutual Funds95%
  • Other4%
  • Exchange Traded Equities1%

Contacts

3 of 3
  • MARGARET DOVER

    Senior Client AdvisorCRD 5424084

  • Thomas Nickell

    Client ServicesCRD 7769272

  • JOSEPH NICKELL

    Founder and PresidentCRD 4479162

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$118M in ETFs

Passive

58%

$67.7M

Active

42%

$49.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI USA QUALITY FACTOR ETF (QUAL)BlackRockPassiveLarge Blend$14.8M77,30612.61%

Location

Primary office

BRENTWOOD, TN

WILLIAMSON

Location

BRENTWOOD, TN

Headquartered in BRENTWOOD, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
WILLIAMSON
Address
100 Westwood Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth