Iron Horse Financial Services LLC
Firm details
- Headquarters
- ,
- CRD number
- 327802
- Website
- www.ironhorse-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals63.25%
- HNWI36.75%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Iron Horse Financial Services LLC is an independent registered investment advisor organized as an LLC and owned by an individual principal. The firm focuses on advice to individuals and families, delivering financial planning and portfolio management for individuals and small businesses. Its service model includes selecting third‑party advisers on client behalf and running educational seminars or workshops. Compensation is a mix of percentage‑of‑assets fees and fixed fees. The firm acts as a capital allocator—incorporating outside managers into client programs—and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Other23%
- US Government Bonds10%
- Cash & Cash Equivalents4%
Contacts
3 of 4
Sarah Johnson
PrincipalCRD 4765871
Ronald Bangle
Investment Advisor RepresentativeCRD 1762453
Jaime Malm
OwnerCRD 4865645
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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