IONIC CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2011
Total AUM
$3.9B
Discretionary
$3.9B
100% of AUM
Avg account
$184M
Accounts
21
Employees
34
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
156400
Registered since
March 11, 2011
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.73%
  • Investment Companies0.27%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ionic Capital Management LLC is a hedge-fund–style registered adviser formed as an LLC and SEC-registered since 2011. The firm serves institutional clients and operates as a CPO/CTA and sponsor/GP/manager of pooled vehicles. Its advisory work includes portfolio management for investment companies and for pooled investment vehicles. Compensation is a mix of asset-based fees and performance fees. The firm does not identify as an active ESG investor and is organized as a domestic entity with individual ownership components.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • LAWRENCE BAUM

    Chief Risk OfficerCRD 4673006

  • NUCULAJ PRETASH

    Chief Technology OfficerCRD 5903983

  • STEVEN VECCHIO

    Chief Compliance OfficerCRD 6185947

Unlock 2 more executives

Contacts

2 of 2
  • BART BAUM

    Co-FounderCRD 2320554

  • DANIEL STONE

    Principal & Portfolio ManagerCRD 2161844

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 8

Active vs passive

$14.7M in ETFs

Passive

94%

$13.8M

Active

6%

$913K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 ETF (IWM)BlackRockPassiveSmall Blend$5M20,00033.68%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
475 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth