Investment Strategies, L.L.C.
Firm details
- Headquarters
- ,
- CRD number
- 155481
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI92.74%
- Individuals6.84%
- Corporations / Businesses0.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Investment Strategies, L.L.C. is an independent, individual-owned registered investment adviser operating as a limited liability company that focuses on individual and family clients. The firm provides financial planning and portfolio management services for individuals, small businesses, and other business or institutional clients. Its compensation combines percentage-of-AUM fees with fixed-fee arrangements. Investment Strategies does not identify as an active ESG investor and is not designated as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds12%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Shana Hofmeister
Chief Compliance OfficerCRD 4501155
Contacts
1 of 1Dorothy Fowler
Registered RepresentativeCRD 4123499
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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