Investment Management Corporation
Firm details
- Headquarters
- Roanoke, Virginia
- CRD number
- 107246
- Registered since
- March 25, 2016
- Website
- investmentmanagementcorp.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI77.23%
- Individuals18.22%
- Pension & Profit Sharing Plans4.52%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Investment Management Corporation is an SEC-registered independent RIA, formed in 2016 and owned by an individual principal. The firm charges fees as a percentage of assets under management and provides discretionary portfolio management for both individuals/small businesses and for business or institutional clients. Its client base spans individual and family investors as well as institutional relationships. The adviser does not identify as an active ESG investor and is not structured as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents10%
Contacts
3 of 3
Denise Heimel
Senior Wealth AdvisorCRD 4863466
Kevin Warman
Executive Vice PresidentCRD 5928763
John Tinaglia
PresidentCRD 800980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$113M in ETFs
73%
$83.3M
14%
$30.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INNOVATOR GROWTH-100 POWER BUFFER ETF - OCTOBER (NOCT) | Innovator | Active | Options Trading | $11.5M | 184,121 | 10.15% |
Location
Roanoke, VA
Roanoke
Location
Roanoke, VA
Headquartered in Roanoke, VA, in the South of the United States.
- Region
- South
- County
- Roanoke
- Address
- 1940 Electric Rd
- Time zone
- ET (UTC-5)
- Office locations
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